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Keyword: Brokerage Report Card

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Firms are investing in technology but also must consider advisor training

question marks

Many advisors question how effectively their suggestions are acted upon

  • By: Aru Kaul
  • June 5, 2024 June 4, 2024
  • 09:22

Advisors worry about hacks to client data, but also about human error

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Offering generic or limited practice-building tools can lead to displeased advisors

Magnifying glass

Support for both financial planning and succession planning by advisors remain areas of interest

Brokerages seek balance amid changes in leadership, strategy

Results were relatively consistent in this year's Report Card, but advisors at firms undergoing management shuffles expressed uncertainty

Methodology for the Brokerage Report Card 2024

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How investment advisors rated their firms’ support offerings and tools

  • By: IE Staff
  • June 5, 2024 June 4, 2024
  • 09:16
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Average AUM rose slightly while assets per household grew by 6%

Learn more about Investment Executive’s Report Card series

The annual Report Card research series has been running for more than 30 years, helping advisors confidentially share their industry experiences

  • By: Katie Keir
  • January 5, 2024 October 28, 2024
  • 10:50