Branch managers – Investment Executive https://www.investmentexecutive.com Canada's news source for financial professionals Wed, 06 Nov 2024 18:18:24 +0000 en-US hourly 1 https://wordpress.org/?v=5.9.3 https://www.investmentexecutive.com/wp-content/uploads/sites/3/2018/01/cropped-favicon-1-32x32.png Branch managers – Investment Executive https://www.investmentexecutive.com 32 32 Fund rep sanctioned for allowing ‘stealth advising’ https://www.investmentexecutive.com/news/from-the-regulators/fund-rep-sanctioned-for-allowing-stealth-advising/ Wed, 06 Nov 2024 18:18:10 +0000 https://www.investmentexecutive.com/?p=496155 Leverage strategy deployed on the down low resulted in hefty financial losses

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]]> Importance of branch managers rises https://www.investmentexecutive.com/newspaper_/dealers-report-card/importance-of-branch-managers-rises/ Fri, 31 May 2019 04:11:00 +0000 https://www.investmentexecutive.com/?p=382412 Branch manager roles vary across dealers, but all advisors seek reliable, expert guidance

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]]> Divergent views on managers https://www.investmentexecutive.com/newspaper_/brokerage-report-card/divergent-views-on-managers/ Fri, 27 Apr 2018 04:15:00 +0000 https://www.investmentexecutive.com/?p=349523 Advisors with bank-owned brokerages were split in their opinions of the roles their branch managers fulfil. Some oppose the producing branch manager model others said it has merit

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]]> Manulife streamlines mutual fund lineup https://www.investmentexecutive.com/news/products/manulife-streamlines-mutual-fund-lineup/ Tue, 16 Jan 2018 17:10:00 +0000 https://avatar.investmentexecutive.com/uncategorized/manulife-streamlines-mutual-fund-lineup/ The firm will merge its Canadian small cap and large cap equity teams to form a single Canadian growth team

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]]> Arrow, Aston Hill announce new subadvisors https://www.investmentexecutive.com/news/products/arrow-aston-hill-announce-new-subadvisors/ Wed, 23 Dec 2015 16:45:00 +0000 https://www.investmentexecutive.com/uncategorized/arrow-aston-hill-announce-new-subadvisors/ The changes will take effect in January

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]]> Advisors split on branch managers https://www.investmentexecutive.com/in-depth_/report-cards/advisors-split-on-branch-managers/ Fri, 24 Apr 2015 14:00:00 +0000 https://www.investmentexecutive.com/uncategorized/advisors-split-on-branch-managers/ Most advisors favour having non-producing branch managers, but there are some who say the old approach still has value

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]]> Financial services small-caps that managers are banking on https://www.investmentexecutive.com/in-depth_/special-reports/financial-services-small-caps-that-managers-are-banking-on/ Wed, 18 Mar 2015 16:10:00 +0000 https://www.investmentexecutive.com/uncategorized/financial-services-small-caps-that-managers-are-banking-on/ Part two of a Canadian small-cap roundtable

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]]> OSC to hear ex branch manager’s appeal https://www.investmentexecutive.com/news/from-the-regulators/osc-to-hear-ex-branch-managers-appeal/ Tue, 04 Nov 2014 19:10:00 +0000 https://www.investmentexecutive.com/uncategorized/osc-to-hear-ex-branch-managers-appeal/ IIROC sanctions called “disproportionate”

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]]> Advice to a new branch manager https://www.investmentexecutive.com/newspaper_/building-your-business-newspaper/advice-to-a-new-branch-manager/ Mon, 22 Sep 2014 04:00:00 +0000 https://www.investmentexecutive.com/uncategorized/advice-to-a-new-branch-manager/ Taking the lead in your branch means you have responsibilities that extend well beyond your personal activities and you are vulnerable should things go wrong. Start by questioning everything that currently holds your branch together

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]]> B.C. branch manager sanctioned for lax supervision https://www.investmentexecutive.com/news/from-the-regulators/b-c-branch-manager-sanctioned-for-lax-supervision/ Mon, 10 Mar 2014 14:05:00 +0000 https://www.investmentexecutive.com/uncategorized/b-c-branch-manager-sanctioned-for-lax-supervision/ Former Canada Genuity branch manager fined $60,000

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