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Keyword: Branch managers

26 results found
Fraud

Leverage strategy deployed on the down low resulted in hefty financial losses

Branch manager roles vary across dealers, but all advisors seek reliable, expert guidance

Advisors with bank-owned brokerages were split in their opinions of the roles their branch managers fulfil. Some oppose the producing branch manager model others said it has merit

The firm will merge its Canadian small cap and large cap equity teams to form a single Canadian growth team

  • By: Leah Golob
  • January 16, 2018 October 17, 2019
  • 12:10

The changes will take effect in January

Most advisors favour having non-producing branch managers, but there are some who say the old approach still has value

Part two of a Canadian small-cap roundtable

IIROC sanctions called “disproportionate”

  • By: IE Staff
  • November 4, 2014 December 19, 2017
  • 14:10

Taking the lead in your branch means you have responsibilities that extend well beyond your personal activities and you are vulnerable should things go wrong. Start by questioning everything that currently holds your branch together

Former Canada Genuity branch manager fined $60,000

  • By: IE Staff
  • March 10, 2014 December 19, 2017
  • 09:05