Keyword: Best interest standard

216 results found
CSA report: divisions remain over “best interest”

Despite alignment on several issues, best interest standard remains a key point of divergence

CSA report: divisions remain over “best interest”

Vast majority also back a best interest standard

A remarkable 71% of investment advisors support the CSA's proposal to introduce a best interest standard due to the need to elevate industry standards across the board and to increase transparency in advisor/client relationships

Ontario budget pledges financial sector reform

Government plans to study universal “best interest” duty

CUs make notable contributions to economy, communities, report finds

New CARP survey finds that 89% of Canadians over the age of 55 are in favour of a best interest standard while 79% are opposed to embedded fees

IAP calls on regulators to eliminate embedded compensation

The independent advisory group that represents investor interests at the OSC is calling for policy reform, enforcement action and a new best interest standard

Trump carrying out a “behind-the-scenes” war on regulation: NBF report

The obligation for advisors to provide retirement advice that puts clients’ best interests first will now kick in on June 10

Ontario’s government intends to work with the province’s financial regulators on many of the Expert Committee’s recommendations

Many say the industry should be acting in clients' best interest - and regulators should introduce a standard that would apply to dealers and advisors

The regulator will also look at ways to be more responsive to solutions from the investment industry while maintaining appropriate investor protection