State regulators publish Congressional advocacy agenda
Regulator seeking public input on benefits and costs
FAIR Canada says dealers and advisors should be required to act in their clients’ best interest
An end to the confusion is near, says FPSC’s List
CETFA and IFIC say regulators need to do more research investor concerns to discover whether or not those issues are being addressed by current regulation
Richardson GMP becomes the first firm in Canada to be certified for fiduciary excellence
Adoption of a fiduciary standard at the top of the list
The firm is the first Canadian investment dealer to audited by the Centre for Fiduciary Excellence
The CSA's new paper explores the possibility of introducing a fiduciary duty for advisors
Editorial