Several proposed reforms “are either impractical, unenforceable, or would adversely affect investors’ access to advice”
The association also recommends the CSA take a more tailored approach to reworking existing regulations rather than the proposed “targeted reforms”
Groups prepare feedback on CSA proposals
Editorial
As the investor protection juggernaut roles on, now is the time to have your say
Providing a “best interest” standard for advisors may not raise the bar
The hearings are slated to take place in Toronto, Halifax, Montreal, Calgary and Vancouver later this year
The trade group supports certain measures, but it recommends the CSA should evaluate the impact of recent reforms before making major changes
The SRO will make certain that its rules and guidance put the best interest of clients ahead of dealers and reps
Creating a quasi co-regulatory model could be the solution to the inherent challenges with the CSA’s proposal to establish a best interest standard