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Cop chasing crook

Penalties imposed by U.S. PCAOB soar as volume of enforcement rises

virtual regulation

Review to take place throughout the year, ESMA to report in 2026

Oversight direction

OSC asked to review OM exemption, beneficial ownership registry being examined

whistle blower

Regulator calls for more enforcement tips on emerging issues

A gavel rests on its sounding block with a several law books and a justice scale out of fucus in the background. A cool blue cast dominates the scene. (A gavel rests on its sounding block with a several law books and a justice scale out of fucus in t

Firm failed to appreciate the risks posed by FTX's affiliated hedge fund, regulator says

gavel on a laptop

The sanction is the FCA's first penalty against an auditor

Judge's gavel with magnifying glass on black.

Firm allegedly recycled audit papers, routinely failed to meet standards

Audit regulator hits KPMG's Dutch division with record US$25-million fine

Businessman Blowing Whistle Isolated on White Background

Information expanded an investigation, helped protect investors

Professionals routinely shared answers for internal training assessments