Keyword: Analyst research

140 results found

Agreement includes US$975 million in fines

Responses posted to OSC Web site

  • By: IE Staff
  • September 27, 2002 September 27, 2002
  • 16:35

Analyst measure adds little to investor protection say state rugulators

Will enhance investor confidence says firm

Regulation AC would require analysts to disclose compensation related to specific recommendations

  • By: IE Staff
  • July 26, 2002 July 26, 2002
  • 16:35

Association aims to eliminate conflicts of interest

  • By: IE Staff
  • July 24, 2002 July 24, 2002
  • 16:15

Practices to promote objective securities research

  • By: IE Staff
  • July 17, 2002 July 17, 2002
  • 08:40

New regulations now in effect

  • By: IE Staff
  • July 9, 2002 July 9, 2002
  • 15:55

Introduces performance-based compensation

Many brokerages continue to recommend failing companies

  • By: IE Staff
  • June 3, 2002 June 3, 2002
  • 11:10