Alternative trading systems – Investment Executive https://www.investmentexecutive.com Canada's news source for financial professionals Thu, 21 Nov 2024 19:46:02 +0000 en-US hourly 1 https://wordpress.org/?v=5.9.3 https://www.investmentexecutive.com/wp-content/uploads/sites/3/2018/01/cropped-favicon-1-32x32.png Alternative trading systems – Investment Executive https://www.investmentexecutive.com 32 32 IOSCO tackles abusive hedging https://www.investmentexecutive.com/news/from-the-regulators/iosco-tackles-abusive-hedging/ Thu, 21 Nov 2024 19:46:02 +0000 https://www.investmentexecutive.com/?p=497158 Concerns about conflicts, insider trading, manipulation in pre-hedging trades

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]]> ESMA calls for T+1 in 2027 https://www.investmentexecutive.com/news/from-the-regulators/esma-calls-for-t1-in-2027/ Mon, 18 Nov 2024 17:39:34 +0000 https://www.investmentexecutive.com/?p=496886 European regulator says transition will enhance market efficiency, resilience

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]]> IOSCO seeks to bolster carbon markets https://www.investmentexecutive.com/news/from-the-regulators/iosco-seeks-to-bolster-carbon-markets/ Thu, 14 Nov 2024 20:45:05 +0000 https://www.investmentexecutive.com/?p=496769 Regulator issues report with recommendations for building safe, sound markets

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]]> CSA, CIRO pledge market structure reforms https://www.investmentexecutive.com/news/from-the-regulators/csa-ciro-pledge-market-structure-reforms/ Fri, 20 Sep 2024 17:35:44 +0000 https://www.investmentexecutive.com/?p=493198 Canadian regulators plan measures to track SEC's trading rule reforms

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]]> SEC adopts sweeping market structure reforms https://www.investmentexecutive.com/news/from-the-regulators/sec-adopts-sweeping-market-structure-reforms/ Wed, 18 Sep 2024 17:50:49 +0000 https://www.investmentexecutive.com/?p=493024 Moves to sub-penny trading increments among reforms to reduce costs, enhance transparency

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]]> FINRA sees deepening connections to crypto https://www.investmentexecutive.com/news/from-the-regulators/finra-sees-deepening-connections-to-crypto/ Tue, 13 Aug 2024 19:41:28 +0000 https://www.investmentexecutive.com/?p=491017 Much of the industry's involvement may be outside the SRO's perimeter

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]]> CSA seeks venture rule revisions https://www.investmentexecutive.com/news/from-the-regulators/csa-seeks-venture-rule-revisions/ Thu, 01 Aug 2024 20:29:49 +0000 https://www.investmentexecutive.com/?p=490393 Changes accommodate new CSE senior listings

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]]> ESMA takes aim at best execution https://www.investmentexecutive.com/news/from-the-regulators/esma-takes-aim-at-best-execution/ Tue, 16 Jul 2024 19:41:22 +0000 https://www.investmentexecutive.com/?p=489445 Consultation aims to clarify and improve compliance with trading rules

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]]> U.S. exchange rival planned https://www.investmentexecutive.com/news/industry-news/u-s-exchange-rival-planned/ Wed, 05 Jun 2024 17:09:01 +0000 https://www.investmentexecutive.com/?p=487201 New exchange venture raises US$120 million to finance launch

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]]> IOSCO calls for action on market outages https://www.investmentexecutive.com/news/from-the-regulators/iosco-calls-for-action-on-market-outages/ Wed, 05 Jun 2024 17:00:55 +0000 https://www.investmentexecutive.com/?p=487204 Software glitches the most common causes of trading failures, regulators find

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