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Keyword: advisors

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confusion

A slower economy, inflation, higher legal fees contribute to increased rates

client meeting

Study participants preferred to rely on the knowledge of professionals rather than learn about investing

man working on laptop

SRO consults on options for resolving long-standing regulatory disparity

Concept of digital workflows

Freedom to choose your digital tools varies by firm, but independence has its risks and rewards

  • By: Katie Keir
  • December 11, 2023 December 8, 2023
  • 00:09
Concept of digital investment tools

Four advisors let us know what they love about their planning software, and how it could be improved.

money growing on tree

Firm says $40-million investment from Cynosure will help attract top advisors

Coin pile

FCA to require companies to set aside capital for investor redress

investor protection

Group to focus on investor-advisor relationships, complaints, suitability

Hybrid model may provide better client outcomes

AI technology

Advisory and customer service functions are among the most advanced AI uses, a report says