Advisors lauded firms that are proactive in informing them about changes in regulations and in training
Finding the categories in which firms are succeeding and those in which firms could improve is at the heart of Investment Executive's (IE) Report Card series
Pablo Fuchs, senior editor with Investment Executive, and Fiona Collie, staff writer, discuss the key trends emerging from this year’s Report Card series. Most notably, advisors and their firms are responding to significant changes relating to technology, demographics and regulation
Advisors are growing their businesses by embracing modern mobile technology and social media
The percentage of advisors who create financial plans for clients and the percentage of clients with a financial plan are rising
As the regulatory environment in the financial services sector continues to evolve, keeping up with a steadily growing list of compliance responsibilities is a major challenge for financial advisors
The average age of the financial advisors surveyed for Investment Executive's annual Report Card series has been rising over the course of this decade
Financial advisors surveyed for Investment Executive's 2016 Report Card series don't consider the emergence of robo-advisors anything to fret about
How advisors feel about their firms overall is evident in the ratings for two specific categories
How advisors rated their firms