Government proposes easing service requirements for investigative notices
Both sides appealed rulings involving rep inheriting client's estate
New SCC ruling allows fraudsters to escape regulatory penalties via bankruptcy
Regulators' penalties don't survive bankruptcy, but disgorgement orders do, court finds
Court rejects confidentiality in alleged wrongful dismissal case
Gift to son denied, as it wasn't specifically set out in POA
Lawsuits seeks damages for certain BMO advisors
Court rules promissory note between rep and firm is enforceable
CIRO doesn't need an order to use compelled evidence in its own proceedings, regulatory panel says
Duty of fairness to witnesses at investigative stage is minimal but it has been met in this case, court finds