advisor | Investment Executive https://www.investmentexecutive.com/tag/advisor/ Canada's news source for financial professionals Thu, 29 Jan 2026 22:24:15 +0000 en-US hourly 1 https://wordpress.org/?v=6.9 https://www.investmentexecutive.com/wp-content/uploads/sites/3/2018/01/cropped-favicon-1-32x32.png advisor | Investment Executive https://www.investmentexecutive.com/tag/advisor/ 32 32 CIRO breach deadline reminder: Sign up for credit protection services https://www.investmentexecutive.com/news/industry-news/ciro-breach-deadline-reminder-sign-up-for-credit-protection-services/ Fri, 30 Jan 2026 09:00:27 +0000 https://www.investmentexecutive.com/?p=530681 For affected registrants, the sign-up period is about to end; the deadline for investors is April 30

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]]> Trailing commissions to be subject to GST/HST: tax interpretation https://www.investmentexecutive.com/news/industry-news/trailing-commissions-to-be-subject-to-gst-hst-tax-interpretation/ Thu, 22 Jan 2026 14:43:50 +0000 https://www.investmentexecutive.com/?p=529981 Dealers, advisors brace for July 1 implementation deadline

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]]> Investor sentiment slid last year, despite strong markets: survey https://www.investmentexecutive.com/news/industry-news/investor-sentiment-slid-last-year-despite-strong-markets-survey/ Wed, 21 Jan 2026 17:23:42 +0000 https://www.investmentexecutive.com/?p=529903 44% of respondents felt negative about their investments, up from 32% in 2024

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]]> Advisor title regulation in effect for New Brunswick https://www.investmentexecutive.com/news/advisor-title-regulation-in-effect-for-new-brunswick/ Tue, 06 Jan 2026 21:29:53 +0000 https://www.investmentexecutive.com/?p=528808 Credential requirements are being phased in over the next few years

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]]> Fitch Learning to continue CSI brand, invest in biz https://www.investmentexecutive.com/news/industry-news/fitch-learning-to-continue-csi-brand-invest-in-biz/ Tue, 09 Dec 2025 18:37:15 +0000 https://www.investmentexecutive.com/?p=527273 CIRO's proficiency partner says CSI won't provide prep for regulator's exams

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]]> CIRO’s proficiency portals on track for Jan. 2 https://www.investmentexecutive.com/news/ciros-proficiency-portals-on-track-for-jan-2/ Fri, 05 Dec 2025 21:51:12 +0000 https://www.investmentexecutive.com/?p=527126 CSI brand will continue, Fitch Learning says

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]]> Managing identity-theft risk after CIRO data breach https://www.investmentexecutive.com/news/industry-news/managing-identity-theft-risk-after-ciro-data-breach/ Thu, 04 Dec 2025 09:00:19 +0000 https://www.investmentexecutive.com/?p=526747 Tips for financial advisors — and for clients affected by other breaches

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]]> Women value advisors who use plain language, show them respect: CIRO survey https://www.investmentexecutive.com/news/women-value-advisors-who-use-plain-language-show-them-respect-ciro-survey/ Fri, 28 Nov 2025 17:28:46 +0000 https://www.investmentexecutive.com/?p=526540 Both men and women care most about making good investment returns

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]]> Advocis’ 2025 board reflects commitment to governance reform https://www.investmentexecutive.com/news/industry-news/advocis-2025-board-reflects-commitment-to-governance-reform/ Wed, 06 Aug 2025 16:17:58 +0000 https://www.investmentexecutive.com/?p=516862 When considering board candidates, “it’s not a tap on the shoulder,” past chairman Al Jones says

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]]> Cost cutting drove surplus for Advocis in 2024 https://www.investmentexecutive.com/news/industry-news/cost-cutting-drove-surplus-for-advocis-in-2024/ Fri, 01 Aug 2025 09:01:00 +0000 https://www.investmentexecutive.com/?p=516554 Compensation dropped 28% following “organizational restructuring”

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