Keyword: Advisor titles

93 results found
rules and regulations

Advisor titles remain a concern for provincial securities authorities

compliance solutions rubber stamp

The Ontario regulator provided implementation details on title protection

advisor-client meeting

The regulator is "actively" reviewing other applications, it said

  • By: IE Staff
  • April 11, 2022 April 11, 2022
  • 16:51
rules and regulations

The rules come into force on March 28

Regulator sets out guidance for regulating titles and credential providers

Queen's park, Ontario

Final rules sent to minister for approval; implementation remains uncertain

Regulator makes changes in light of new SRO and forthcoming regulations

young client meeting with advisor

The regulator is consulting on new title guidance until Dec. 13

FCNB launches consultation to address investor confusion surrounding industry titles

The model sets out how costs will be shared among credentialing bodies