Keyword: Advisor titles

93 results found

The new self-regulatory organization is considering its role in the evolving regime

Saskatchewan Legislative Building in Regina

Province debates scrapping product-focused approach to advisor title standards

Entrance to Financial Services Regulatory Authority of Ontario

Minimum standards for credentialing bodies, and the robust process for approving those bodies, were determined after extensive consultations, writes Huston Loke

  • By: Huston Loke
  • September 23, 2022 September 23, 2022
  • 10:22
Queen's park, Ontario

Groups laud Saskatchewan's interest in higher standards

The legislature in Ontario

Editorial: Many of the people who called themselves financial advisors in Ontario in 2015 can still do so today with minimal effort

  • By: IE Staff
  • September 19, 2022 September 19, 2022
  • 00:02

New designation approved by FSRA has requirements very similar to those of SROs

see-saw with king chess piece and pawns

The FCAA consults on an approach that would deviate from Ontario's new title rules

client meeting

An advisory group will provide input on title regime and oversight

merger

Consistency would provide clarity to investors

The Canadian Securities Institute is the latest approved credentialing body for Ontario financial planners

  • By: IE Staff
  • May 4, 2022 May 4, 2022
  • 12:05