Proposed amendments would establish minimum proficiency requirements for mutual fund reps who present themselves as planners
In part four of a six-part video series on regulatory changes, Dan Richards, CEO, Client Insights, speaks with Lynn McGrade, partner at Borden Ladner Gervais LLP, about the Canadian Securities Administrators’ (CSA) proposals to restrict the use of titles and designations by advisors.
Advisor credentials and titles are set to change, but an agreement on how appears to be a long way off