Group seeks revisions to U.S. state rule that match SEC's Reg BI reforms
Financial planners continue to adapt to a whirlwind of new developments in recent years
Kelly Gorman brings triple-threat expertise to association’s finances, focus
Ongoing regulatory initiatives include binding authority at OBSI, climate-related disclosures, misleading titles, mutual fund sales practices and more
With cash flow stabilized, the national association for financial advisors is planning for recovery
Understanding the skills and competencies to look for in a financial planner empowers the public
RLIS is pending approval under Ontario's title protection, the credentialing body says
Designation holders have six months to obtain a different credential to use the financial advisor title
Claim asks for $1.2 million in damages arising from dispute over regulator-approved credentials for title protection
As Ontario stakeholders fume over the latest approved credential, other provinces consider the correct course