Credential requirements are being phased in over the next few years
Investor tried to argue that rep's title misled the courts
Regulator releases business plan and strategic priorities
It’s time for a national framework that standardizes title protection
Group's conduct rule adds Reg BI, misleading title, provisions
Editorial: Independence has become a loaded term, with no consensus around what it really means
Clients expect advisors to offer advice competently and to their advantage
RBC still requires the credential in retail branches, FSRA provides date for forthcoming title protection review
Group seeks revisions to U.S. state rule that match SEC's Reg BI reforms
Financial planners continue to adapt to a whirlwind of new developments in recent years