Regulatory deadlines and updates for financial professionals. New this update: proposed IIROC fee reforms and much more
Regulatory deadlines and updates for financial professionals. New this update: proficiency issues; robo-advisors and much more.
New this week: Cybersecurity; Investor protection reforms
Money laundering compromises the integrity of legitimate financial services institutions. Your role as a financial advisor is to watch for the signs of money laundering and report suspicious activities to your firm's compliance department
Technical changes relate to investment, mutual fund and insurance companies
Changes improve upon previous draft
TFSAs will boost savings modestly, but do little to create much-needed risk capital
Investment fund companies are scrambling to find qualified, capable and willing candidates for their independent review committees in the wake of a recent regulatory decision that the IRCs must be in place by May 1.“It’s extremely difficult to find anyone who understands the complexities of examining transactions or to find qualified people who have the […]
Legislation addresses advantages that currently exist in favour of imported financial services over domestic services
But this would also depend on whether a province harmonizes its tax treatment of Canadian corporate dividends with that of Ottawa