Worldsource Securities Inc. – Investment Executive https://www.investmentexecutive.com Canada's news source for financial professionals Thu, 15 Feb 2024 18:49:32 +0000 en-US hourly 1 https://wordpress.org/?v=5.9.3 https://www.investmentexecutive.com/wp-content/uploads/sites/3/2018/01/cropped-favicon-1-32x32.png Worldsource Securities Inc. – Investment Executive https://www.investmentexecutive.com 32 32 Former rep on the hook for recruitment loan https://www.investmentexecutive.com/news/from-the-regulators/former-rep-on-the-hook-for-recruitment-loan/ Thu, 15 Feb 2024 18:49:32 +0000 https://www.investmentexecutive.com/?p=480563 Court rules promissory note between rep and firm is enforceable

The post Former rep on the hook for recruitment loan appeared first on Investment Executive.

]]> Desjardins to acquire Worldsource wealth and insurance businesses from Guardian Capital https://www.investmentexecutive.com/news/industry-news/desjardins-to-acquire-worldsource-wealth-and-insurance-businesses-from-guardian-capital/ Wed, 30 Nov 2022 16:02:00 +0000 https://www.investmentexecutive.com/?p=456621 Desjardins said it plans to operate the three companies as standalone entities

The post Desjardins to acquire Worldsource wealth and insurance businesses from Guardian Capital appeared first on Investment Executive.

]]> Brant Securities advisors move to Worldsource https://www.investmentexecutive.com/news/industry-news/brant-securities-advisors-move-to-worldsource/ Tue, 02 Nov 2021 14:07:51 +0000 https://www.investmentexecutive.com/?p=432742 Brant advisors and their clients will join Riley Investment Services

The post Brant Securities advisors move to Worldsource appeared first on Investment Executive.

]]> Firms push new tech as advisors build post-pandemic businesses https://www.investmentexecutive.com/news/industry-news/firms-push-new-tech-as-advisors-build-post-pandemic-businesses/ Fri, 24 Jul 2020 17:31:19 +0000 https://www.investmentexecutive.com/?p=404729 Covid-19 has accelerated changes that were already underway, advisors said

The post Firms push new tech as advisors build post-pandemic businesses appeared first on Investment Executive.

]]> IIROC fines Worldsource $100,000 https://www.investmentexecutive.com/news/from-the-regulators/iiroc-fines-worldsource-100000-for-double-charging-clients/ Mon, 07 Jan 2019 20:42:03 +0000 https://www.investmentexecutive.com/?p=370152 The firm admitted it failed to prevent the double charging of clients who held mutual funds that paid embedded fees within fee-based accounts

The post IIROC fines Worldsource $100,000 appeared first on Investment Executive.

]]>