Wise Persons’ Committee – Investment Executive https://www.investmentexecutive.com Canada's news source for financial professionals Tue, 23 Mar 2004 23:15:00 +0000 en-US hourly 1 https://wordpress.org/?v=5.9.3 https://www.investmentexecutive.com/wp-content/uploads/sites/3/2018/01/cropped-favicon-1-32x32.png Wise Persons’ Committee – Investment Executive https://www.investmentexecutive.com 32 32 Ottawa backs single regulator https://www.investmentexecutive.com/news/research-and-markets/ottawa-backs-single-regulator/ Tue, 23 Mar 2004 23:15:00 +0000 https://www.investmentexecutive.com/uncategorized/ottawa-backs-single-regulator/ The federal government is adding its voice to the increasing clamour for a single securities regulator.In Tuesday’s federal budget, the government says it supports the conclusions reached by the federally constituted Wise Persons’ Committee that delivered its final report in December. Budget documents note the federal government agrees with the WPC’s finding that the ideal […]

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]]> Capital Markets Institute to present WPC research https://www.investmentexecutive.com/news/from-the-regulators/capital-markets-institute-to-present-wpc-research/ Thu, 08 Jan 2004 15:10:00 +0000 https://www.investmentexecutive.com/uncategorized/capital-markets-institute-to-present-wpc-research/ Conference planned for January 30

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]]> Reaction positive to WPC report https://www.investmentexecutive.com/news/from-the-regulators/reaction-positive-to-wpc-report/ Wed, 17 Dec 2003 21:10:00 +0000 https://www.investmentexecutive.com/uncategorized/reaction-positive-to-wpc-report/ Industry supports call for national regulator

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]]> Industry, investors must champion CSC: Phelps https://www.investmentexecutive.com/news/from-the-regulators/industry-investors-must-champion-csc-phelps/ Wed, 17 Dec 2003 19:10:00 +0000 https://www.investmentexecutive.com/uncategorized/industry-investors-must-champion-csc-phelps/ No justification for Canada remaining without a national regulator

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]]> Savings come from consolidating non-enforcement https://www.investmentexecutive.com/news/from-the-regulators/savings-come-from-consolidating-non-enforcement/ Wed, 17 Dec 2003 17:55:00 +0000 https://www.investmentexecutive.com/uncategorized/savings-come-from-consolidating-non-enforcement/ A national regulator with multiple branches would in more economical, says study

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]]> Study recommends decentralized enforcement model https://www.investmentexecutive.com/news/from-the-regulators/study-recommends-decentralized-enforcement-model/ Wed, 17 Dec 2003 17:35:00 +0000 https://www.investmentexecutive.com/uncategorized/study-recommends-decentralized-enforcement-model/ Enforcement could benefit from more consistent approach but local knowledge is important

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]]> Regulatory alternatives promise lower costs https://www.investmentexecutive.com/news/from-the-regulators/regulatory-alternatives-promise-lower-costs/ Wed, 17 Dec 2003 17:10:00 +0000 https://www.investmentexecutive.com/uncategorized/regulatory-alternatives-promise-lower-costs/ No differences among three models

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]]> Regional differences could be accommodated under single regulator: report https://www.investmentexecutive.com/news/from-the-regulators/regional-differences-could-be-accommodated-under-single-regulator-report/ Wed, 17 Dec 2003 16:50:00 +0000 https://www.investmentexecutive.com/uncategorized/regional-differences-could-be-accommodated-under-single-regulator-report/ Local expertise could be maintained

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]]> Constitution allows for single regulator https://www.investmentexecutive.com/news/from-the-regulators/constitution-allows-for-single-regulator/ Wed, 17 Dec 2003 16:40:00 +0000 https://www.investmentexecutive.com/uncategorized/constitution-allows-for-single-regulator/ Legal opinions back up WPC recommendations

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]]> WPC calls for single regulator https://www.investmentexecutive.com/news/from-the-regulators/wpc-calls-for-single-regulator/ Wed, 17 Dec 2003 15:45:00 +0000 https://www.investmentexecutive.com/uncategorized/wpc-calls-for-single-regulator/ Regional commissioners would be appointed by Ottawa

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