Wellington West – Investment Executive https://www.investmentexecutive.com Canada's news source for financial professionals Wed, 30 Oct 2019 06:03:30 +0000 en-US hourly 1 https://wordpress.org/?v=5.9.3 https://www.investmentexecutive.com/wp-content/uploads/sites/3/2018/01/cropped-favicon-1-32x32.png Wellington West – Investment Executive https://www.investmentexecutive.com 32 32 IIROC fines Wellington West, branch manager https://www.investmentexecutive.com/news/from-the-regulators/iiroc-fines-wellington-west-branch-manager/ Tue, 13 Nov 2012 19:05:00 +0000 https://www.investmentexecutive.com/uncategorized/iiroc-fines-wellington-west-branch-manager/ Dealer and branch manager sanctioned for lax supervision of leveraged ETF recommendations

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]]> National Bank completes integration of Wellington West https://www.investmentexecutive.com/news/industry-news/national-bank-completes-integration-of-wellington-west/ Fri, 26 Oct 2012 20:00:00 +0000 https://www.investmentexecutive.com/uncategorized/national-bank-completes-integration-of-wellington-west/ MFDA unit sold to Manulife Financial

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]]> National Bank and WWFS part ways https://www.investmentexecutive.com/newspaper_/news-newspaper/national-bank-and-wwfs-part-ways/ Thu, 20 Sep 2012 04:00:00 +0000 https://www.investmentexecutive.com/uncategorized/national-bank-and-wwfs-part-ways/ NBF says the MFDA piece of Wellington West was not a good fit with its IIROC-based businesses

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]]> Manulife Financial acquires Wellington West Financial Services https://www.investmentexecutive.com/news/industry-news/manulife-financial-acquires-wellington-west-financial-services/ Wed, 29 Aug 2012 16:15:00 +0000 https://www.investmentexecutive.com/uncategorized/manulife-financial-acquires-wellington-west-financial-services/ Dealer adds 39 advisors and $900M in assets to Manulife Securities

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]]> Wellington West fined $60,000 https://www.investmentexecutive.com/news/from-the-regulators/wellington-west-fined-60000/ Mon, 09 Jul 2012 19:15:00 +0000 https://www.investmentexecutive.com/uncategorized/wellington-west-fined-60000/ Dealer failed to failed to properly process and price the sale of Opti Canada shares

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]]> Wellington West to terminate NxT Funds https://www.investmentexecutive.com/news/products/wellington-west-to-terminate-nxt-funds/ Wed, 27 Jun 2012 16:15:00 +0000 https://www.investmentexecutive.com/uncategorized/wellington-west-to-terminate-nxt-funds/ Four funds closed to new purchases

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]]> Sale of Wellington West a possibility https://www.investmentexecutive.com/newspaper_/news-newspaper/news-57901/ Fri, 29 Apr 2011 19:21:00 +0000 https://www.investmentexecutive.com/uncategorized/news-57901/ But the Winnipeg-based brokerage firm’s chairman and CEO says the firm must still be able to control its own destiny

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]]> Wellington West renews PriceMetrix ValueOne contract https://www.investmentexecutive.com/news/industry-news/wellington-west-renews-pricemetrix-valueone-contract/ Thu, 10 Feb 2011 19:22:00 +0000 https://www.investmentexecutive.com/uncategorized/wellington-west-renews-pricemetrix-valueone-contract/ Independent full-service wealth management firms Wellington West Capital Inc. has confirmed the multi-year renewal of its PriceMetrix ValueOne contract across the firm’s network of 178 advisor teams. PriceMetrix is a Toronto software company that helps retail wealth management firms and their advisors optimize selling efforts, manage clients, identify growth opportunities, and enhance practice management. According […]

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]]> Clearsight sets sights beyond universities https://www.investmentexecutive.com/newspaper_/news-newspaper/news-56059/ Mon, 06 Dec 2010 17:18:00 +0000 https://www.investmentexecutive.com/uncategorized/news-56059/ Known for serving Canadian university alumni, the firm is negotiating with groups representing other demographics

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]]> Wellington West team wins STEP award https://www.investmentexecutive.com/news/industry-news/wellington-west-team-wins-step-award/ Tue, 26 Oct 2010 19:22:00 +0000 https://www.investmentexecutive.com/uncategorized/wellington-west-team-wins-step-award/ Christianson and Total Wealth Management Team recognized

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