Thomson Kernaghan & Co. Ltd. – Investment Executive https://www.investmentexecutive.com Canada's news source for financial professionals Wed, 17 Aug 2005 20:20:00 +0000 en-US hourly 1 https://wordpress.org/?v=5.9.3 https://www.investmentexecutive.com/wp-content/uploads/sites/3/2018/01/cropped-favicon-1-32x32.png Thomson Kernaghan & Co. Ltd. – Investment Executive https://www.investmentexecutive.com 32 32 OSC approves settlement with former Thomson Kernaghan CEO https://www.investmentexecutive.com/news/from-the-regulators/osc-approves-settlement-with-former-thomson-kernaghan-ceo/ Wed, 17 Aug 2005 20:20:00 +0000 https://www.investmentexecutive.com/uncategorized/osc-approves-settlement-with-former-thomson-kernaghan-ceo/ Simpson permanently banned from registration

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]]> OSC to review settlement with former Thomson Kernaghan CEO https://www.investmentexecutive.com/news/from-the-regulators/osc-to-review-settlement-with-former-thomson-kernaghan-ceo/ Mon, 15 Aug 2005 21:30:00 +0000 https://www.investmentexecutive.com/uncategorized/osc-to-review-settlement-with-former-thomson-kernaghan-ceo/ Regulator alleges Simpson failed to supervise Valentine

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]]> OSC extends cease-trade order against Valentine https://www.investmentexecutive.com/news/people/osc-extends-cease-trade-order-against-valentine-2/ Tue, 03 Feb 2004 14:50:00 +0000 https://www.investmentexecutive.com/uncategorized/osc-extends-cease-trade-order-against-valentine-2/ Fourth extension for former Thomson Kernaghan chairman

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]]> Supreme Court appeal sought in lawsuit against Thomson Kernaghan https://www.investmentexecutive.com/news/from-the-regulators/supreme-court-appeal-sought-in-lawsuit-against-thomson-kernaghan/ Fri, 18 Jul 2003 18:05:00 +0000 https://www.investmentexecutive.com/uncategorized/supreme-court-appeal-sought-in-lawsuit-against-thomson-kernaghan/ Aggrieved parties seeking right to sue the IDA

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]]> OSC extends cease trade order against Valentine https://www.investmentexecutive.com/news/from-the-regulators/osc-extends-cease-trade-order-against-valentine-3/ Mon, 17 Feb 2003 16:10:00 +0000 https://www.investmentexecutive.com/uncategorized/osc-extends-cease-trade-order-against-valentine-3/ Commission cites breach of previous order

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]]> OSC sets new hearing date for Valentine https://www.investmentexecutive.com/news/from-the-regulators/osc-sets-new-hearing-date-for-valentine/ Tue, 07 Jan 2003 19:20:00 +0000 https://www.investmentexecutive.com/uncategorized/osc-sets-new-hearing-date-for-valentine/ Alleges former Thomson Kernahgan chair breached cease trade order

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]]> Investor takes IDA to court of appeals https://www.investmentexecutive.com/news/industry-news/investor-takes-ida-to-court-of-appeals/ Thu, 03 Oct 2002 15:55:00 +0000 https://www.investmentexecutive.com/uncategorized/investor-takes-ida-to-court-of-appeals/ Court will consider whether IDA should be held accountable to individual investors

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]]> Ontario judge excludes IDA from Thomson Kernaghan suit https://www.investmentexecutive.com/news/industry-news/ontario-judge-excludes-ida-from-thomson-kernaghan-suit/ Thu, 26 Sep 2002 20:55:00 +0000 https://www.investmentexecutive.com/uncategorized/ontario-judge-excludes-ida-from-thomson-kernaghan-suit/ TK executives added as defendants

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]]> Motion to add IDA executives as defendents in Kernaghan case postponed https://www.investmentexecutive.com/news/from-the-regulators/motion-to-add-ida-executives-as-defendents-in-kernaghan-case-postponed/ Mon, 09 Sep 2002 16:30:00 +0000 https://www.investmentexecutive.com/uncategorized/motion-to-add-ida-executives-as-defendents-in-kernaghan-case-postponed/ Judge cites conflict of interest and removes himself from the case

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]]> IDA makes Thomson Kernaghan suspension permanent https://www.investmentexecutive.com/news/industry-news/ida-makes-thomson-kernaghan-suspension-permanent/ Thu, 22 Aug 2002 16:45:00 +0000 https://www.investmentexecutive.com/uncategorized/ida-makes-thomson-kernaghan-suspension-permanent/ Firm unable to maintain risk adjusted capital

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