Sterling Mutuals Inc. – Investment Executive https://www.investmentexecutive.com Canada's news source for financial professionals Mon, 04 Dec 2023 21:46:44 +0000 en-US hourly 1 https://wordpress.org/?v=5.9.3 https://www.investmentexecutive.com/wp-content/uploads/sites/3/2018/01/cropped-favicon-1-32x32.png Sterling Mutuals Inc. – Investment Executive https://www.investmentexecutive.com 32 32 Tribunal calms SRO worries about enforcement disclosure https://www.investmentexecutive.com/news/from-the-regulators/tribunal-calms-sro-worries-about-enforcement-disclosure/ Mon, 04 Dec 2023 21:46:44 +0000 https://www.investmentexecutive.com/?p=476512 CIRO doesn't need an order to use compelled evidence in its own proceedings, regulatory panel says

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]]> Failed leverage strategy ends in sanctions https://www.investmentexecutive.com/news/from-the-regulators/failed-leverage-strategy-ends-in-sanctions/ Thu, 03 Nov 2022 20:13:29 +0000 https://www.investmentexecutive.com/?p=454845 MFDA panel fines, bans rep after finding numerous violations

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]]> NEO offers MFDA reps real-time ETF data https://www.investmentexecutive.com/news/industry-news/neo-offers-mfda-reps-real-time-etf-data/ Wed, 09 Jun 2021 16:41:08 +0000 https://www.investmentexecutive.com/?p=423232 The offering follows a pilot program with IG Wealth and Sterling Mutuals

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]]> Sterling Mutuals adds ETFs to product shelf https://www.investmentexecutive.com/news/industry-news/sterling-mutuals-adds-etfs-to-product-shelf/ Tue, 11 May 2021 17:00:01 +0000 https://www.investmentexecutive.com/?p=421372 As ETF assets in the MFDA channel continue to grow, more firms are hopping on board

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]]> Sterling Mutuals to use new digital wealth management platform https://www.investmentexecutive.com/news/industry-news/sterling-mutuals-to-use-new-digital-wealth-management-platform/ Mon, 13 Jan 2020 16:49:12 +0000 https://www.investmentexecutive.com/?p=393453 The new platform from Pascal Financial will feature investment algorithms powered by artificial intelligence

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]]> Sterling Mutuals unveils portfolio rebalancing service https://www.investmentexecutive.com/news/products/sterling-mutuals-unveils-portfolio-rebalancing-service/ Fri, 02 Feb 2018 19:30:55 +0000 https://www.investmentexecutive.com/?p=345961 The service automatically rebalances a portfolio holding mutual funds from multiple companies

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]]> Newsmaker: Taking an independent approach https://www.investmentexecutive.com/newspaper_/news-newspaper/newsmaker-taking-an-independent-approach/ Fri, 01 Dec 2017 05:55:00 +0000 https://avatar.investmentexecutive.com/uncategorized/newsmaker-taking-an-independent-approach/ After 25 years with an insurance giant, Michael Stanley now oversees day-to-day operations at Sterling Mutuals

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]]> Sterling Mutuals is first dealer to partner with Invesco Canada’s advisorDuo https://www.investmentexecutive.com/news/industry-news/sterling-mutuals-is-first-dealer-to-partner-with-invesco-canadas-advisorduo/ Tue, 28 Nov 2017 11:00:00 +0000 https://avatar.investmentexecutive.com/uncategorized/sterling-mutuals-is-first-dealer-to-partner-with-invesco-canadas-advisorduo/ The new robo-advisor platform is available exclusively to advisors and their clients and gives mutual fund-licensed advisors access to ETFs

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]]> Sterling Mutuals names Michael Stanley as new president https://www.investmentexecutive.com/news/people/sterling-mutuals-names-michael-stanley-as-new-president/ Tue, 27 Jun 2017 20:10:00 +0000 https://www.investmentexecutive.com/uncategorized/sterling-mutuals-names-michael-stanley-as-new-president/ The former CEO of Quadrus steps into the role while Nelson Cheng remains as CEO

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]]> MFDA sanctions Sterling Mutuals https://www.investmentexecutive.com/news/from-the-regulators/mfda-sanctions-sterling-mutuals/ Wed, 29 Jun 2016 16:50:00 +0000 https://www.investmentexecutive.com/uncategorized/mfda-sanctions-sterling-mutuals/ The settlement is as a result of allegations that Sterling failed to investigate a client complaint and supervise a couple of reps properly

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