CIRO doesn't need an order to use compelled evidence in its own proceedings, regulatory panel says
MFDA panel fines, bans rep after finding numerous violations
The offering follows a pilot program with IG Wealth and Sterling Mutuals
As ETF assets in the MFDA channel continue to grow, more firms are hopping on board
The new platform from Pascal Financial will feature investment algorithms powered by artificial intelligence
The service automatically rebalances a portfolio holding mutual funds from multiple companies
After 25 years with an insurance giant, Michael Stanley now oversees day-to-day operations at Sterling Mutuals
The new robo-advisor platform is available exclusively to advisors and their clients and gives mutual fund-licensed advisors access to ETFs
The former CEO of Quadrus steps into the role while Nelson Cheng remains as CEO
The settlement is as a result of allegations that Sterling failed to investigate a client complaint and supervise a couple of reps properly