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Company: Securities Industry Association

71 results found

Sarbanes-Oxley anniversary marks turning point for investors: SIA

Reforms improving integrity of financial information

  • By: IE Staff
  • July 30, 2003 July 30, 2003
  • 15:20

Wall Street profit expected to double

Downturn appears to be over says SIA

  • By: IE Staff
  • July 28, 2003 July 28, 2003
  • 07:40

U.S. brokers see big drop in commissions

Average commissions fall 10% in 2002

  • By: IE Staff
  • July 23, 2003 July 23, 2003
  • 14:55

U.S. dealers question Basel Committee proposal

Tie capital requirements more closely to risks, says SIA

  • By: IE Staff
  • June 26, 2003 June 26, 2003
  • 08:20

SIA worried about proposed analyst rule

Ambiguities will make compliance difficult

  • By: IE Staff
  • March 18, 2003 March 18, 2003
  • 16:25

Donaldson one step closer to approval as SEC chairman

Senate confirmation voted expected soon

  • By: IE Staff
  • February 12, 2003 February 12, 2003
  • 16:30

SIA forecasts US$1billion loss for fourth quarter

U.S. securities industry revenues hit five year lows

  • By: IE Staff
  • February 7, 2003 February 7, 2003
  • 16:50

SIA calls on regulators to clarify e-mail retention requirements

Modern rules for retention in the best interests of investors

  • By: IE Staff
  • December 4, 2002 December 4, 2002
  • 16:35

Incoming SIA chairman focused on restoring investors’ trust

Says restoring confidence is the industry's responsibility

  • By: IE Staff
  • November 8, 2002 November 8, 2002
  • 16:30

Investor attitudes to securities industry sink

Market volatility tops list of concern in SIA survey

  • By: IE Staff
  • November 7, 2002 November 7, 2002
  • 17:40