Company: Securities Industry Association

71 results found

Commends SEC’s continuing efforts

Finance and insurance industries grew 6.7% in 2005, up from 1% in 2004

SIA, BMA boards to vote on proposal

Broker-dealer regulatory functions should be consolidated

Significant portion of increases are avoidable, SIA argues

Association lays out goals for separating broker and marketplace regulation

Combining broker-dealer regulatory programs would eliminate duplication and redundancy, Lackritz says

Financial services trade deal would benefit economy, SIA chief says

Dealers committed to clarity, SIA president says

Growth fueled by DC retirement plans