Securities Industry Association – Investment Executive

SIFMA calls for review of Dodd-Frank

Alan — Wed, 07 Nov 2012 19:00:00 +0000

Securities industry worried about fiscal cliff

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SEC charges advisor in social media scam

Alan — Wed, 04 Jan 2012 19:20:00 +0000

U.S. regulator issues warnings on social media

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SIA, BMA merge to form Securities Industry and Financial Markets Association

noelja — Fri, 10 Nov 2006 21:40:00 +0000

The newly formed Securities Industry and Financial Markets Association today named Micah Green, former president and CEO of the Bond Market Association, and Marc Lackritz, former president of the Securities Industry Association, as permanent co-CEOs of SIFMA. SIFMA was created by a merger between the SIA and the BMAThe news was announced from the stage […]

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SIA affiliate partners with Web site to deliver educational content

noelja — Thu, 26 Oct 2006 21:20:00 +0000

Partnership will assist participants in The Stock Market Game program

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SIA files suit regarding Utah settlement and clearing law

noelja — Mon, 31 Jul 2006 02:10:00 +0000

Association seeking to overturn short selling legislation

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SIA, BMA merge to form the Securities Industry and Financial Markets Association

noelja — Thu, 27 Jul 2006 19:39:00 +0000

Members of the U.S.-based Securities Industry Assciation and Bond Market Association voted overwhelmingly for the union

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SIA pleased with SEC’s guidance on “soft dollars”

noelja — Fri, 21 Jul 2006 12:40:00 +0000

No unnecessary over-regulation, association says

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SIA and BMA vote to merge, creating the Securities Industry and Financial Markets Association

noelja — Wed, 28 Jun 2006 20:44:00 +0000

New organization will create a single, powerful voice on legislative, regulatory and market practice issues

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Americans less prepared for retirement than originally thought

noelja — Tue, 27 Jun 2006 20:36:00 +0000

As many as 20% of baby boomers will live in poverty during retirement — twice the number of impoverished seniors today

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U.S. securities industry sees profitable start for 2006

noelja — Tue, 13 Jun 2006 21:30:00 +0000

The U.S. Securities Industry Association released industry profit reports for 2005 and data for the first quarter of 2006, which suggested the new year started strongly.The SIA said that results for NASD-reporting firms in the first quarter were impressive. Profits for these firms were US$3.1 billion, a jump of 62.0% over the immediately preceding quarter […]

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