Securities Industry Association – Investment Executive https://www.investmentexecutive.com Canada's news source for financial professionals Wed, 07 Nov 2012 19:00:00 +0000 en-US hourly 1 https://wordpress.org/?v=6.9 https://www.investmentexecutive.com/wp-content/uploads/sites/3/2018/01/cropped-favicon-1-32x32.png Securities Industry Association – Investment Executive https://www.investmentexecutive.com 32 32 SIFMA calls for review of Dodd-Frank https://www.investmentexecutive.com/news/sifma-calls-for-review-of-dodd-frank/ Wed, 07 Nov 2012 19:00:00 +0000 https://www.investmentexecutive.com/uncategorized/sifma-calls-for-review-of-dodd-frank/ SEC charges advisor in social media scam https://www.investmentexecutive.com/news/sec-charges-advisor-in-social-media-scam/ Wed, 04 Jan 2012 19:20:00 +0000 https://www.investmentexecutive.com/uncategorized/sec-charges-advisor-in-social-media-scam/ SIA, BMA merge to form Securities Industry and Financial Markets Association https://www.investmentexecutive.com/news/sia-bma-merge-to-form-securities-industry-and-financial-markets-association/ Fri, 10 Nov 2006 21:40:00 +0000 https://www.investmentexecutive.com/uncategorized/sia-bma-merge-to-form-securities-industry-and-financial-markets-association/ SIA affiliate partners with Web site to deliver educational content https://www.investmentexecutive.com/news/sia-affiliate-partners-with-web-site-to-deliver-educational-content/ Thu, 26 Oct 2006 21:20:00 +0000 https://www.investmentexecutive.com/uncategorized/sia-affiliate-partners-with-web-site-to-deliver-educational-content/ SIA files suit regarding Utah settlement and clearing law https://www.investmentexecutive.com/news/sia-files-suit-regarding-utah-settlement-and-clearing-law/ Mon, 31 Jul 2006 02:10:00 +0000 https://www.investmentexecutive.com/uncategorized/sia-files-suit-regarding-utah-settlement-and-clearing-law/ SIA, BMA merge to form the Securities Industry and Financial Markets Association https://www.investmentexecutive.com/news/sia-bma-merge-to-form-the-securities-industry-and-financial-markets-association/ Thu, 27 Jul 2006 19:39:00 +0000 https://www.investmentexecutive.com/uncategorized/sia-bma-merge-to-form-the-securities-industry-and-financial-markets-association/ SIA pleased with SEC’s guidance on “soft dollars” https://www.investmentexecutive.com/news/sia-pleased-with-secs-guidance-on-soft-dollars/ Fri, 21 Jul 2006 12:40:00 +0000 https://www.investmentexecutive.com/uncategorized/sia-pleased-with-secs-guidance-on-soft-dollars/ SIA and BMA vote to merge, creating the Securities Industry and Financial Markets Association https://www.investmentexecutive.com/news/sia-and-bma-vote-to-merge-creating-the-securities-industry-and-financial-markets-association/ Wed, 28 Jun 2006 20:44:00 +0000 https://www.investmentexecutive.com/uncategorized/sia-and-bma-vote-to-merge-creating-the-securities-industry-and-financial-markets-association/ Americans less prepared for retirement than originally thought https://www.investmentexecutive.com/news/americans-less-prepared-for-retirement-than-originally-thought/ Tue, 27 Jun 2006 20:36:00 +0000 https://www.investmentexecutive.com/uncategorized/americans-less-prepared-for-retirement-than-originally-thought/ U.S. securities industry sees profitable start for 2006 https://www.investmentexecutive.com/news/u-s-securities-industry-sees-profitable-start-for-2006/ Tue, 13 Jun 2006 21:30:00 +0000 https://www.investmentexecutive.com/uncategorized/u-s-securities-industry-sees-profitable-start-for-2006/