Company: Securities Industry and Financial Markets Association

189 results found

57 per cent of retirement accountholders could lose access to advice if the rule is adopted

Industry association responds to proposal from U.S. Dept. of Labor

FSB, IOSCO urged to drop efforts to create systemic risk methodology for asset managers and funds

Groups say TTIP should include a framework for financial services regulatory cooperation

Senior investors and cyber security are among the challenges facing the industry

New study argues White House report’s cost estimates not fully supported by academic literature

SIFMA welcomes U.S. legislative proposal

Industry group calls for greater harmonization of regulatory guidance

Recommendations would enhance fairness, stability, and transparency

SEC has jurisdiction to consider fee rule challenges