Company: Securities Industry and Financial Markets Association

194 results found

The CSA is not going ahead with a similar planned pilot in Canada because of the risk inter-listed trading would migrate to the U.S.

Electronic trading platforms are targeting larger sized trades and providing various methods to protect anonymity

Report highlights the importance of enhanced information sharing and co-ordination among the public and private sectors

Total securities issuance was US$1.76 trillion in Q2 2015

The Fed’s new rule is likely to unnecessarily constrict the ability of banks to drive economic growth

  • July 21, 2015 July 21, 2015
  • 09:40

57 per cent of retirement accountholders could lose access to advice if the rule is adopted

Industry association responds to proposal from U.S. Dept. of Labor

FSB, IOSCO urged to drop efforts to create systemic risk methodology for asset managers and funds

Groups say TTIP should include a framework for financial services regulatory cooperation

Senior investors and cyber security are among the challenges facing the industry