Company: Securities Industry and Financial Markets Association

189 results found

SIFMA leads successful industry-wide resiliency test

global markets

U.S., UK trade groups seek greater regulatory cooperation

mature woman with tablet

SIFMA leads push to make electronic communications standard

Trade group claims exemption is unfair to brokers, investors

Mixed reaction as DOL seeks to harmonize with SEC rules on broker conduct

Agencies to review competition in fees exchanges charge for market data

SIFMA survey of economists sees long recovery from Covid-19 ahead

Functioning markets are essential to investor confidence

Chief economists are divided on what the Fed's next move will be

Recent test provided participants with opportunity to practice co-ordination and share information