Company: Securities Industry and Financial Markets Association

189 results found

Establishment of clear policies and procedures will help markets function more efficiently and promote market integrity

The Securities Industry and Financial Markets Association’s Small Firms Committee is recommending approval of the NASD/NYSE Regulation consolidation. The committee sent a letter to more than 280 SIFMA small firm members today recommending the move. The letter was endorsed by an overwhelming majority of the committee’s members and also commended the leadership of Mary Schapiro, […]

SIFMA forecasts lower inflation

  • By: IE Staff
  • December 11, 2006 December 11, 2006
  • 17:10

Move will create more efficient regulatory system

China Government Depository Trust & Clearing Co., Ltd, ASIFMA and SIFMA sign agreement

Regulatory regime will need to achieve balance between efficient regulation and elimination of unnecessary barriers to competitiveness

Guidelines targeted toward international financial regulators

Outlines reporting and technical concerns

The newly formed Securities Industry and Financial Markets Association today named Micah Green, former president and CEO of the Bond Market Association, and Marc Lackritz, former president of the Securities Industry Association, as permanent co-CEOs of SIFMA. SIFMA was created by a merger between the SIA and the BMAThe news was announced from the stage […]