Company: Securities Industry and Financial Markets Association

189 results found

The Securities Industry and Financial Markets Association applauded a U.S. Supreme Court decision today, which endorsed a high pleading standard for class-action securities lawsuits. SIFMA said that the case is the second victory in two weeks for investors and the industry, following an earlier decision, which immunized securities underwriting practices from civil antitrust liability.“Twice in […]

SIFMA issues white paper for SEC Roundtable on Rule 12B-1

SIFMA urges retirement savings, investing and planning for retirement preparedness

IPO pricing antitrust lawsuit can not proceed

Emphasizes need for meaningful disclosure to borrowers of lending terms

Inclusion of third-parties would cause litigation costs in U.S. to skyrocket, securities association says

Move would bring capital, expertise, innovation, experience and efficiency

  • By: IE Staff
  • June 6, 2007 June 6, 2007
  • 15:30

China will also allow foreign securities firms to expand their operations in China to include brokerage, proprietary trading and fund management

SIFMA testifies in a hearing to examine consolidation of NASD and regulatory functions of NYSE

M&A and LBO transactions drove corporate bond issuance to record levels, SIFMA says