Company: Securities Industry and Financial Markets Association

189 results found

U.S. regulator should reform Rule 15a-6 immediately, association says

Association encourages U.S. and European regulators to develop a framework for mutual recognition

Group demands transparency in financial markets

Net issuance expected to hit $125 billion for Q1

Ryan takes on the executive role

Shareholders cannot sue third-parties who did business with a company that engaged in fraud

Consensus for 2008 reflects a slowing economic pace

Study explores industry, investor perspectives on customer relationships with financial service providers

SIFMA issues economic outlook

Credit market conditions reduce third quarter volume

  • November 27, 2007 November 27, 2007
  • 16:50