Securities Industry and Financial Markets Association – Investment Executive https://www.investmentexecutive.com Canada's news source for financial professionals Mon, 07 Oct 2024 20:11:51 +0000 en-US hourly 1 https://wordpress.org/?v=5.9.3 https://www.investmentexecutive.com/wp-content/uploads/sites/3/2018/01/cropped-favicon-1-32x32.png Securities Industry and Financial Markets Association – Investment Executive https://www.investmentexecutive.com 32 32 U.S. securities industry tests backup plans https://www.investmentexecutive.com/news/industry-news/u-s-securities-industry-tests-backup-plans/ Mon, 07 Oct 2024 20:11:51 +0000 https://www.investmentexecutive.com/?p=494062 Industry's major exchanges, infrastructure capable of withstanding an operational crisis: SIFMA

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U.S. applauds T+1, in no hurry for T+0 https://www.investmentexecutive.com/news/from-the-regulators/u-s-applauds-t1-in-no-hurry-for-t0/ Thu, 12 Sep 2024 18:29:59 +0000 https://www.investmentexecutive.com/?p=492603 Shorter settlement cycle has succeeded in reducing risk, freeing up capital

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Hands off AI, SIFMA urges regulators https://www.investmentexecutive.com/news/from-the-regulators/hands-off-ai-sifma-urges-regulators/ Tue, 10 Sep 2024 20:49:12 +0000 https://www.investmentexecutive.com/?p=492437 Trade group calls for tech-neutral, principles-based approach to regulation

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Wall Street sees Fed easing into rate cuts https://www.investmentexecutive.com/news/research-and-markets/wall-street-sees-fed-easing-into-rate-cuts/ Fri, 28 Jun 2024 17:51:46 +0000 https://www.investmentexecutive.com/?p=488617 Economy performing better than expected, pushing out Fed action

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U.S. banks undertake blockchain experiment https://www.investmentexecutive.com/news/from-the-regulators/u-s-banks-undertake-blockchain-experiment/ Wed, 08 May 2024 20:48:26 +0000 https://www.investmentexecutive.com/?p=485573 Project to examine streamlining settlement for money markets

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Advisors face new U.S. fiduciary requirements https://www.investmentexecutive.com/news/from-the-regulators/advisors-face-new-u-s-fiduciary-requirements/ Wed, 24 Apr 2024 18:10:03 +0000 https://www.investmentexecutive.com/?p=484685 Labor Department finalizes fiduciary rule for retirement advice

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Trade groups seek changes to Basel III endgame https://www.investmentexecutive.com/news/from-the-regulators/trade-groups-seek-changes-to-basel-iii-endgame/ Tue, 16 Jan 2024 19:32:00 +0000 https://www.investmentexecutive.com/?p=478722 SIFMA, ISDA say final rules would lead to excessive capital requirements

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SEC adopts Treasury clearing rules https://www.investmentexecutive.com/news/from-the-regulators/sec-adopts-treasury-clearing-rules/ Thu, 14 Dec 2023 14:23:28 +0000 https://www.investmentexecutive.com/?p=477264 Industry trade groups remain hesitant about sweeping reforms

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Fed seen cutting rates by mid-2024 https://www.investmentexecutive.com/news/research-and-markets/fed-seen-cutting-rates-by-mid-2024/ Thu, 07 Dec 2023 21:56:44 +0000 https://www.investmentexecutive.com/?p=476934 Technical recession remains a distinct possibility, SIFMA survey finds

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Trade groups take on SEC custody reforms https://www.investmentexecutive.com/news/from-the-regulators/trade-groups-take-on-sec-custody-reforms/ Tue, 12 Sep 2023 20:51:17 +0000 https://www.investmentexecutive.com/?p=471412 In joint letter, industry associations lobby against proposed changes

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