Home Securities Industry and Financial Markets Association

Company: Securities Industry and Financial Markets Association

194 results found
Sign on the building of Financial Industry Regulatory Authority, or Finra, in Manhattan NYC lower financial district downtown, businessman man walking stock photo

SRO previews initiatives to industry event

Stock markets going up and down

After two hot years, returns look lower, risks abound, survey finds

Move allows more time to deal with operational, regulatory issues

Illustration of a businessperson using a magnifying glass to examine files

Move weakens investor protection, commissioner says

Wall street

Median GDP call revised sharply higher, SIFMA reports

Financial stock exchange market display screen board on the street

Industry's major exchanges, infrastructure capable of withstanding an operational crisis: SIFMA

trader at desk

Shorter settlement cycle has succeeded in reducing risk, freeing up capital

Handshake between robot and human, AI generated image

Trade group calls for tech-neutral, principles-based approach to regulation

Economy performing better than expected, pushing out Fed action

Project to examine streamlining settlement for money markets