Company: Securities and Exchange Commission

1437 results found

Three men charged for repeatedly running a pre-IPO share scheme

A person inside a financial maze made out of hedges.

Regulator exceeded its authority with its proposed rulemaking

Texas

New exchange venture raises US$120 million to finance launch

Investor floated fake takeover offer to boost stock's price

Exchange failed to immediately report VPN vulnerability exploit

Stealing money

Pair exploited inside knowledge of pension giant's trading plans

Blue spikes

Changes will raise demands on firms to warn investors about breaches

States failed to establish standing to oppose the rule

Rules were initially crafted to discourage excessive risk taking in the wake of the global financial crisis

Judge's gavel with magnifying glass on black.

Firm allegedly recycled audit papers, routinely failed to meet standards