U.S. advisor accused of running an investment fraud since exiting industry
Bank examiner traded on inside information about banks' financial results
Scheme exploited trading fee models to collect rebates, SEC alleged
Private investment fund operated as a Ponzi scheme
Founder allegedly falsified financials, audits, cap tables, to dupe investors
After effort to kill the PCAOB in the budget bill fails, agency's chair to exit
Regulator alleges that alt lender began using investor money to pay returns
Scheme exploited trading credits offered by brokerage firms
Firms misled investors about risk of funds' trading strategy, regulators alleged
Founder overstated firm's recurring revenue when courting investors, U.S. authorities alleged