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announcement

Ex-SEC commissioner tapped to lead agency

Trump nominates crypto advocate as next head of the SEC

Judge's gavel with magnifying glass on black.

SEC reports record financial remedies

Enforcement case volumes decline in fiscal 2024, agency says

A gavel rests on its sounding block with a several law books and a justice scale out of fucus in the background. A cool blue cast dominates the scene. (A gavel rests on its sounding block with a several law books and a justice scale out of fucus in t

Ex-CDPQ employees caught in U.S. corruption case

Charges involve alleged bribes paid for government contracts in India

Businessman Blowing Whistle Isolated on White Background

Sweeps buoyed SEC enforcement: report

Brokers' texting, whistleblower protections among regulator's priorities

Wells Fargo claws back US$75 million from top execs in sales scandal

With Trump’s return, Gensler to leave SEC

Departure clears the way for Republicans to name new top regulator

Greenwashing ESG

Invesco settles SEC greenwashing charges

Regulator alleges firm overstated the extent of funds' ESG integration

Judge looks at papers

Canadian pleads guilty in global pump-and-dump

Alleged mastermind to be sentenced in U.S. court next May

Client listening to a lawyer or advisor explaining issues

NASAA adds best interest standard to model rule

Group seeks revisions to U.S. state rule that match SEC's Reg BI reforms

trade timing

Move to T+1 both easier, and harder, than T+2

CCMA declares project a success, but not a blueprint for T+0

whistle blower

OSC rewards foreign tipster

Regulator calls for more enforcement tips on emerging issues