Company: Securities and Exchange Commission

1474 results found
Annual general meeting

Companies will have more freedom to reject shareholder issues

Illustration of a businessperson using a magnifying glass to examine files

Move weakens investor protection, commissioner says

Regulator signals halt to its legal defence of tougher climate rules

Breach was used to falsely post about bitcoin ETF approval, sending crypto prices up

consultation discussion

Regulator to seek feedback on emerging issues, particularly in crypto

Old and new sign

SEC reforms under judicial review, Canadian regs won't change first

United States flag with Bitcoin cryptocurrency

Hester Peirce to lead agency's effort to bring more certainty to crypto sector

signing document

Agency reports record enforcement filings, seeks to save dealer rule

Court settlement

Fund change triggered large tax bills for certain investors, regulators alleged

Judgment fine

Advisory clients only offered low-paying sweep accounts, regulator alleged