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Company: Securities and Exchange Commission

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Greenwashing ESG

Regulator alleges firm overstated the extent of funds' ESG integration

Judge looks at papers

Alleged mastermind to be sentenced in U.S. court next May

Client listening to a lawyer or advisor explaining issues

Group seeks revisions to U.S. state rule that match SEC's Reg BI reforms

trade timing

CCMA declares project a success, but not a blueprint for T+0

whistle blower

Regulator calls for more enforcement tips on emerging issues

ESG investing

Third-party data didn't screen all energy, tobacco stocks, regulator says

Inspecting papers

Exam division details compliance priorities for year ahead

A gavel rests on its sounding block with a several law books and a justice scale out of fucus in the background. A cool blue cast dominates the scene. (A gavel rests on its sounding block with a several law books and a justice scale out of fucus in t

Authorities allege SIM swap enabled access to regulator's social media account

bitcoin investment concept on screen

Institutional investors increasingly interested in digital assets, survey finds

Crypto money

FBI created its own cryptoasset to help uncover manipulation-as-a-service