Saskatchewan Securities Commission – Investment Executive https://www.investmentexecutive.com Canada's news source for financial professionals Fri, 11 Oct 2019 17:28:03 +0000 en-US hourly 1 https://wordpress.org/?v=5.9.3 https://www.investmentexecutive.com/wp-content/uploads/sites/3/2018/01/cropped-favicon-1-32x32.png Saskatchewan Securities Commission – Investment Executive https://www.investmentexecutive.com 32 32 SEC enforcement activity stronger in fiscal 2015 https://www.investmentexecutive.com/news/from-the-regulators/sec-enforcement-activity-stronger-in-fiscal-2015/ Thu, 22 Oct 2015 17:15:00 +0000 https://www.investmentexecutive.com/uncategorized/sec-enforcement-activity-stronger-in-fiscal-2015/ Results include significant number of high-impact and first-of-their-kind actions

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]]> SEC’s Office of the Investor Advocate places SROs under scrutiny https://www.investmentexecutive.com/news/from-the-regulators/secs-office-of-the-investor-advocate-places-sros-under-scrutiny/ Fri, 16 Oct 2015 21:05:00 +0000 https://www.investmentexecutive.com/uncategorized/secs-office-of-the-investor-advocate-places-sros-under-scrutiny/ Investor Advocate Rick Fleming makes his first official recommendations

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]]> Mourette named CEO of SSQ General Insurance https://www.investmentexecutive.com/news/people/mourette-named-ceo-of-ssq-general-insurance/ Tue, 03 Jun 2008 12:25:00 +0000 https://www.investmentexecutive.com/uncategorized/mourette-named-ceo-of-ssq-general-insurance/ Blanchette moves to new mandate at SSQ Financial

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]]> Governance requirements outlined https://www.investmentexecutive.com/news/from-the-regulators/governance-requirements-outlined/ Mon, 01 Mar 2004 21:15:00 +0000 https://www.investmentexecutive.com/uncategorized/governance-requirements-outlined/ Come into force March 30

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]]> SEC settles fraud charges against promoter of prime bank securities https://www.investmentexecutive.com/news/from-the-regulators/sec-settles-fraud-charges-against-promoter-of-prime-bank-securities/ Tue, 10 Feb 2004 15:55:00 +0000 https://www.investmentexecutive.com/uncategorized/sec-settles-fraud-charges-against-promoter-of-prime-bank-securities/ Issues bar against Kerr

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]]> Saskatchewan regulator on the move https://www.investmentexecutive.com/news/from-the-regulators/saskatchewan-regulator-on-the-move/ Tue, 10 Dec 2002 22:10:00 +0000 https://www.investmentexecutive.com/uncategorized/saskatchewan-regulator-on-the-move/ SSC announces merger plans

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]]> Sask. Securities Commission proposes new conflict of interest rule https://www.investmentexecutive.com/news/from-the-regulators/sask-securities-commission-proposes-new-conflict-of-interest-rule/ Mon, 22 Jul 2002 21:20:00 +0000 https://www.investmentexecutive.com/uncategorized/sask-securities-commission-proposes-new-conflict-of-interest-rule/ Comments due by Sept. 20

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