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Company: Saskatchewan Securities Commission

7 results found

SEC enforcement activity stronger in fiscal 2015

Results include significant number of high-impact and first-of-their-kind actions

SEC’s Office of the Investor Advocate places SROs under scrutiny

Investor Advocate Rick Fleming makes his first official recommendations

Mourette named CEO of SSQ General Insurance

Blanchette moves to new mandate at SSQ Financial

  • By: IE Staff
  • June 3, 2008 October 11, 2019
  • 07:25

Governance requirements outlined

Come into force March 30

  • By: IE Staff
  • March 1, 2004 March 1, 2004
  • 16:15

SEC settles fraud charges against promoter of prime bank securities

Issues bar against Kerr

  • By: IE Staff
  • February 10, 2004 February 10, 2004
  • 10:55

Saskatchewan regulator on the move

SSC announces merger plans

  • By: IE Staff
  • December 10, 2002 December 10, 2002
  • 17:10

Sask. Securities Commission proposes new conflict of interest rule

Comments due by Sept. 20

  • By: IE Staff
  • July 22, 2002 July 22, 2002
  • 16:20