New rules in force June 1
The Saskatchewan Financial Services Commission reports that its Securities Amendment Act 2005 comes into force on June 1.The act will implement provisions to allow it to adopt the passport system of securities regulation. A new section is being added to give the commission new powers to implement the passport system, including the power to delegate […]
Penalties excessive, parties argue
SFSC misunderstood association’s authority over former members, IDA says
Deposit agent rule remains on hold
Saskatchewan regulator rules SRO lacks jurisdiction
Rule would require intermediaries who trade in GICs to be registered
Securities Amendment Act given first reading
Advisors and deposit agents to be regulated
New units available January 4