Court tosses claim alleging the RBC DS execs pushed OSC to take enforcement action against Yorkton exec in 2001
Ex-rep sanctioned for providing disgruntled clients with false portfolio reports
Block trade in interlisted stock was executed off-exchange without regulatory approval
Involvement with crypto amounted to undisclosed outside business activity, personal financial dealings
The company's underwriters were dropped from the proposed class action
Investor misunderstood difference between advisory and discretionary accounts, court found
Lawsuit claims advisors' payouts didn't include mandated vacation pay
Software updates caused various issues undermining market oversight
Former RBC DS executive seeking $3.9 million
Court finds no breach when advisor didn't "sell in May and go away"
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