Rampart Securities Inc. – Investment Executive https://www.investmentexecutive.com Canada's news source for financial professionals Tue, 16 May 2006 19:20:00 +0000 en-US hourly 1 https://wordpress.org/?v=5.9.3 https://www.investmentexecutive.com/wp-content/uploads/sites/3/2018/01/cropped-favicon-1-32x32.png Rampart Securities Inc. – Investment Executive https://www.investmentexecutive.com 32 32 IDA expels Resolution Capital https://www.investmentexecutive.com/news/from-the-regulators/ida-expels-resolution-capital/ Tue, 16 May 2006 19:20:00 +0000 https://www.investmentexecutive.com/uncategorized/ida-expels-resolution-capital/ AMF revokes dealer’s registration

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]]> IDA panel finds evidence of price fixing trading scheme in OTC market at Rampart https://www.investmentexecutive.com/news/from-the-regulators/ida-panel-finds-evidence-of-price-fixing-trading-scheme-in-otc-market-at-rampart/ Fri, 26 Aug 2005 15:10:00 +0000 https://www.investmentexecutive.com/uncategorized/ida-panel-finds-evidence-of-price-fixing-trading-scheme-in-otc-market-at-rampart/ Penalties to be determined at hearing

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]]> Jim Rogers appointed to executive committee of Million Dollar Round Table https://www.investmentexecutive.com/news/people/jim-rogers-appointed-to-executive-committee-of-million-dollar-round-table/ Tue, 28 Sep 2004 16:15:00 +0000 https://www.investmentexecutive.com/uncategorized/jim-rogers-appointed-to-executive-committee-of-million-dollar-round-table/ Five-year term to culminate in 2008 presidency

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]]> Russell Canada announces new manager hire https://www.investmentexecutive.com/news/products/russell-canada-announces-new-manager-hire/ Mon, 17 Nov 2003 16:35:00 +0000 https://www.investmentexecutive.com/uncategorized/russell-canada-announces-new-manager-hire/ Ark replaces Strong in two Russell U.S. equity assignments

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]]> OSC drops enforcement proceeding against Rampart https://www.investmentexecutive.com/news/from-the-regulators/osc-drops-enforcement-proceeding-against-rampart/ Mon, 17 Mar 2003 17:20:00 +0000 https://www.investmentexecutive.com/uncategorized/osc-drops-enforcement-proceeding-against-rampart/ Move follows IDA sanctions

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]]> IDA fines Rampart CFO $175,000 https://www.investmentexecutive.com/news/industry-news/ida-fines-rampart-cfo-175000/ Tue, 17 Sep 2002 19:30:00 +0000 https://www.investmentexecutive.com/uncategorized/ida-fines-rampart-cfo-175000/ Tsaconakos failed to ensure compliance policies were in place

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]]> IDA fines Rampart president $125,000 https://www.investmentexecutive.com/news/industry-news/ida-fines-rampart-president-125000/ Tue, 23 Jul 2002 20:11:00 +0000 https://www.investmentexecutive.com/uncategorized/ida-fines-rampart-president-125000/ Cole receives 10-year suspension

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