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Company: Rampart Securities Inc.

7 results found

IDA expels Resolution Capital

AMF revokes dealer’s registration

  • By: IE Staff
  • May 16, 2006 May 16, 2006
  • 14:20

IDA panel finds evidence of price fixing trading scheme in OTC market at Rampart

Penalties to be determined at hearing

  • By: IE Staff
  • August 26, 2005 August 26, 2005
  • 10:10

Jim Rogers appointed to executive committee of Million Dollar Round Table

Five-year term to culminate in 2008 presidency

  • By: IE Staff
  • September 28, 2004 September 28, 2004
  • 11:15

Russell Canada announces new manager hire

Ark replaces Strong in two Russell U.S. equity assignments

  • By: IE Staff
  • November 17, 2003 November 17, 2003
  • 11:35

OSC drops enforcement proceeding against Rampart

Move follows IDA sanctions

  • By: IE Staff
  • March 17, 2003 March 17, 2003
  • 12:20

IDA fines Rampart CFO $175,000

Tsaconakos failed to ensure compliance policies were in place

  • By: IE Staff
  • September 17, 2002 September 17, 2002
  • 14:30

IDA fines Rampart president $125,000

Cole receives 10-year suspension

  • By: IE Staff
  • July 23, 2002 July 23, 2002
  • 15:11