Rep lost money alongside clients in unapproved outside investment
Panel concluded that rep was participating in proceeding anonymously
Incentive structure favoured in-house funds over third-party funds, regulator found
The suite, available Sept. 9, includes 18 new funds and rebranded Quadrus mutual funds
The Pathways lineup has a new name and new series
Mergers expected to take effect on Feb. 8
Firm adds two new high net-worth series of Quadrus funds
Mutual fund dealer announces fee reductions of between 0.05% and 0.30%
Unitholders to vote on proposed merger of Quadrus Trimark Balanced Fund into Mackenzie Strategic Income Fund
The firm will be paying a $75,000 fine and $20,000 in costs for failing to supervise a rep adequately and not reporting possible violations by the rep
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