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Company: PI Financial Corp.

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Firm's executive aided Ng's scheme to raise funds with falsified collateral

The firms are looking to add scale and grow their wealth management business

  • By: IE Staff
  • March 7, 2023 September 14, 2023
  • 17:41
A gavel rests on its sounding block with a several law books and a justice scale out of fucus in the background. A cool blue cast dominates the scene. (A gavel rests on its sounding block with a several law books and a justice scale out of fucus in t

SRO panel delayed its decision pending proof of repayment that never came

Disregarding signs of suspicious trading amounts to failed gatekeeper responsibilities, settlement says

The penalty follows allegations that he deceived lenders with fake collateral

Amid heightened volatility, equity underwriting activity tanks and debt offerings slip, Refinitiv reports

Two former executives face a hearing next year

H.I.G. Capital and RCM Capital Management team up to acquire Vancouver brokerage

The owner of Chippingham Financial and Rothenberg Group of Cos. Is acquiring the Vancouver-based dealer for more than $100 million

WealthBar raises $5.5 million to create new offerings

The deals between the three Vancouver-based independent dealers will see PI expand its roster of advisors to more than 200 and its client totals to 40,000 across Canada