PFSL Investments Canada Ltd. – Investment Executive https://www.investmentexecutive.com Canada's news source for financial professionals Thu, 08 Aug 2024 18:40:59 +0000 en-US hourly 1 https://wordpress.org/?v=5.9.3 https://www.investmentexecutive.com/wp-content/uploads/sites/3/2018/01/cropped-favicon-1-32x32.png PFSL Investments Canada Ltd. – Investment Executive https://www.investmentexecutive.com 32 32 Fund rep fined, banned for client borrowing https://www.investmentexecutive.com/news/from-the-regulators/fund-rep-fined-banned-for-client-borrowing/ Thu, 08 Aug 2024 18:40:48 +0000 https://www.investmentexecutive.com/?p=490697 Misconduct continued even when rep was under close supervision, CIRO says

The post Fund rep fined, banned for client borrowing appeared first on Investment Executive.

]]>
Ex-fund rep banned for borrowing from widower https://www.investmentexecutive.com/news/from-the-regulators/ex-fund-rep-banned-for-borrowing-from-widower/ Thu, 25 Jan 2024 21:03:42 +0000 https://www.investmentexecutive.com/?p=479259 Client cashed RRSPs, paid DSCs, and took credit card advance to lend to rep, regulator alleged

The post Ex-fund rep banned for borrowing from widower appeared first on Investment Executive.

]]>
Primerica appoints new chief https://www.investmentexecutive.com/news/people/primerica-appoints-new-chief/ Fri, 09 Jan 2015 13:30:00 +0000 https://www.investmentexecutive.com/uncategorized/primerica-appoints-new-chief/ Incoming CEO Glenn Williams to host leadership meeting in Canada

The post Primerica appoints new chief appeared first on Investment Executive.

]]>
Equity for some PFSL advisors after sale by Citigroup https://www.investmentexecutive.com/newspaper_/news-newspaper/news-51672/ Mon, 07 Dec 2009 18:03:00 +0000 https://www.investmentexecutive.com/uncategorized/news-51672/ U.S. parent hopes to raise US$100 million by taking PFSL public in 2010

The post Equity for some PFSL advisors after sale by Citigroup appeared first on Investment Executive.

]]>
Dealers’ Report Card: PFSL takes tops marks again https://www.investmentexecutive.com/news/industry-news/dealers-report-card-pfsl-takes-tops-marks-again/ Fri, 06 Jun 2008 11:36:00 +0000 https://www.investmentexecutive.com/uncategorized/dealers-report-card-pfsl-takes-tops-marks-again/ The post Dealers’ Report Card: PFSL takes tops marks again appeared first on Investment Executive.

]]>
Unitholders approve Primerica fund mergers https://www.investmentexecutive.com/news/products/unitholders-approve-primerica-fund-mergers/ Mon, 21 Aug 2006 12:30:00 +0000 https://www.investmentexecutive.com/uncategorized/unitholders-approve-primerica-fund-mergers/ Changes to investment objectives also approved

The post Unitholders approve Primerica fund mergers<br /> appeared first on Investment Executive.

]]>