Company: Ontario Securities Commission

2025 results found
AI computer

OSC finds investors favour human-AI combo, no fear of AI advice

Illustration of a businessperson using a magnifying glass to examine files

Government proposes easing service requirements for investigative notices

A gavel rests on its sounding block with a several law books and a justice scale out of fucus in the background. A cool blue cast dominates the scene. (A gavel rests on its sounding block with a several law books and a justice scale out of fucus in t

Appeals of Tribunal's merits and sanctions decisions rejected

Judge looks at papers

Both sides appealed rulings involving rep inheriting client's estate

NovaTech allegedly took more than US$650 million from investors globally

A gavel rests on its sounding block with a several law books and a justice scale out of fucus in the background. A cool blue cast dominates the scene. (A gavel rests on its sounding block with a several law books and a justice scale out of fucus in t

Misconduct continued even when rep was under close supervision, CIRO says

Receiver rejected company's $213-million claim against flagship fund

Pile of cryptocurrency coins

Regulators call time on interim approach to onboarding crypto firms

New SCC ruling allows fraudsters to escape regulatory penalties via bankruptcy

rules and regulations

Paper argues for more systematic cost/benefit, post-implementation analysis