Company: Ontario Securities Commission

2033 results found
Donation grant

OSC provides investor advocate with $11 million in funding over six years

Piggy banks on stacks of gold coins

Regulators cite concerns about high-pressure sales tactics in bank branches

Mining resources

Review finds challenges monitoring OTC commodity derivatives

Cease trading shareholder rights plan in the public interest, panel finds

Dividing groups

OSC to delegate registration to CIRO, rest of CSA considering it too

Judge looks at papers

OSC failed to prove any of its allegations against dealer, investment banker

Magnifying glass on documents

Regulator examines use of discretion in ratings, following OBSI alert

Business lawyer team. Working together of lawyer in the meeting.

Panel dismisses call for stronger deterrence given risks posed by crypto, social media

Business lawyer team. Working together of lawyer in the meeting.

Appeal Court agrees to rule once and for all on path for quashing a summons

A gavel rests on its sounding block with a several law books and a justice scale out of fucus in the background. A cool blue cast dominates the scene. (A gavel rests on its sounding block with a several law books and a justice scale out of fucus in t

Venture that led to conviction also violated securities rules, regulator says