After consultation, SRO cuts proposed new dealer application fees
Court to hear arguments over competing claims on failed alternative fund manager's assets
Quebec court refuses to stay lawsuit, saying regulatory, receivership proceedings could take years
Effort to elevate financial compensation in criminal cases falls flat
Panel orders more than US$50M in disgorgement, plus $5M in penalties and costs
Firm failed to question numerous red flags about purported billion-dollar contracts, according to OSC settlement
Programs in U.S. and Canada have proven effective at detecting, deterring financial crime
OSC sweep uncovered issues with firms' account opening, client limits
CSA issues new guidance, consults on possible future reforms to address AI advances
PwC's proposed approach to investor payouts faces a legal challenge
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