Company: Ombudsman for Banking Services and Investments

196 results found

The SRO called for applications by the end of the year

The securities regulator has released its draft priorities for fiscal 2021-2022

  • By: IE Staff
  • November 16, 2020 November 16, 2020
  • 13:40
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Mutual funds top the list of most complained about product

An Alberta firm refused to compensate a harmed investor

  • By: IE Staff
  • August 28, 2020 August 28, 2020
  • 14:03

Ontario's capital markets task force recommends binding authority, higher compensation limits

Partners discussing new plans

The organization is looking for a new consumer interest director

Suitability remains investors’ top complaint, OBSI says

The relationship with IIROC may change how firms approach OBSI inquiries, a letter says

The independent dispute resolution service has been abandoned by most of the big Canadian banks

Complaints were 19% above average levels for the past eight quarters